Asset Management

Individually Managed Portfolios for Growth and Income

Our Fees

Our Investment Advisory Fee Schedule is based on the total amount invested. Many accounts are charged an overall blended rate as shown in the examples below.

  Assets Under Management Annual Fee %
First: $500,000 1.25% 
Next:  $4,500,000  0.75% 
In Excess Of:  $5,000,000  0.60% 

Sample management fees for various account sizes

  Total Managed Assets Rate Treatment Category   Overall Account Blended Rate   

Example 1

$1,000,000 (Total managed assets) 
   
  Rate calculation: 
$0 - $500,000 (First $500K) 
$501,000 - $1,000,000 (Second $500K)
*
*
1.25%
.75%
1.00% 
   

Example 2

$6,000,000 (Total managed assets) 
   
  Rate calculation: 
$0 - $500,000 
$501,000 - $5,000,000 
$5,000,001 - $6,000,000
*
*
*
1.25%
.75%
.60%
0.76% 
     

The client will owe no other fees or expenses to Dock Street Asset Management than those described above. However, management fees do not cover the costs of trading commissions or custodian fees, which can arise in the course of operating a managed account. Dock Street has made arrangements with Charles Schwab & Company to provide very favorable commissions on trades in accounts managed by our firm. Please ask for further details about this program.