Individually
Managed Portfolios
for Growth and Income
Dock Street Asset Management, founded in 1989, serves as an independent investment advisor to families and business owners.
Dock Street Asset Management, founded in 1989, serves as an independent investment advisor to families and business owners.
We’ll call you, talk about your financial goals, and help you decide if we’re a good fit. Schedule a call online with the link below.
DOCK STREET
DOCK STREET manages client assets across the full range of objectives from preservation to aggressive growth. For our most conservative clients, we primarily build portfolios comprised of income generating assets with a keen focus on preservation. Our more growth oriented clients have larger allocations to equities including individual stocks and strategic funds.
DOCK STREET focuses on finding equity investments that provide sustainable growth in economic value for its clients. The firm believes the following:
Only a small percentage of all public companies provide investors with the potential for growth in value. Most companies are actively destroying shareholder value—-even some that show earnings growth.
Conventional measures of growth or value often distort investment realities. Investment outcomes are not necessarily driven by:
To be successful, investors must cut through the fog created by accountants and the press to understand the true economic performance of the stocks they own.
These beliefs lead DOCK STREET to employ the following methods:
PRESIDENT
An investor for over thirty five years, Dan has been involved in a number of entrepreneurial activities. His success from those efforts drew him to the financial markets and led to the 1989 creation of DOCK STREET.
Shortly after graduating as a history and economics major from Michigan State University, Dan co-founded a mail-order marketer of chimney cleaning equipment. This business as well as those that were formed in later years provided attractive returns and gave Dan the initial capital to accelerate his investment activities.
Over 35 years ago Dan began managing assets when he served as General Partner for several commercial real estate partnerships in New York City. The buildings were sold in 1985 demonstrating positive returns for the investors. Early in his career, Dan began studying Warren Buffett’s writings. He concluded that the practical experience of creating, operating and selling businesses could be applied to the investment profession. In 1986, Dan became active as an investment advisor for the Windmill Group, a securities brokerage firm. During those early years in the investment field, Dan began attending the Berkshire Hathaway annual shareholder’s meeting.
Dan believes that evaluating investments with an entrepreneurial eye is one of the most critical factors in achieving long term attractive returns from public market investing.
VICE PRESIDENT
Evan has over 10 years experience working at Dock Street, and holds the Series 65 license for Investment Advisor Representatives. He handles the firm’s research and trading operations, as well as its computing systems. Evan also regularly engages with clients, helping them make sense of the markets.
Evan graduated from New York University in 2005. After graduating, he worked for a leading computer forensics firm in their New York and Washington D.C. offices. Evan’s responsibilities included supporting forensic examiners, working on research & development projects and assisting in the firm’s investigations.
CLIENT ASSOCIATE
Marjan has been an associate of Dock Street since 2001. She has served in many capacities including research analyst, project manager and client service coordinator.
Prior to moving to Connecticut, Marjan spent over seven years with several Belgium offices of General Electric and Grace Dearborn. She was a sourcing specialist and supply chain project manager for both Honeywell Europe and GE Capital Modular Space.
Marjan’s degrees include MA in European Economics, Law and Politics-University of Surrey,UK and Bachelor of Science, Chemistry-Don Bosco,Antwerp, Belgium. She is fluent in Dutch, English, French and German.
Оur fee for portfolio management services is based оn а percentage of your assets we manage and is set forth in the following fee schedule:
Assets Under Management | Annual fee |
---|---|
Accounts up to $500,000 | 1.25% |
Accounts between $500,000 to $5 million | 0.75% |
Accounts above $5 million | 0.60% |
Оuг annual portfolio management fee is billed and рауablе quarterly in advance based оn the value of your account оn the last day of the previous quarter.
Dock Street is a registered investment advisor. That means we do not charge commissions nor do we participate in the commissions our clients pay. It means we file a Form ADV with the Securities & Exchange Commission each year, a copy of which is available here. We also file a Form CRS, a copy of which is available here. Our fees are based on a percentage of client assets under management – generally 1% or less on an annual basis.
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